Broker Check

About LPL Financial

SRQ Wealth is proud to have a strong working relationship with LPL Financial, which allows those of us who are registered representatives to offer our clients access to a wide range of financial products and services.

LPL Financial is the nation’s leading independent brokerage firm* and has no proprietary investment products. Unlike many financial advisors, we are under no obligation to sell certain investments or produce transactions for LPL Financial.

LPL Financial is a full-service, national independent brokerage firm with corporate locations in Boston, Charlotte and San Diego. In business for over 35 years, they provide a wide variety of services to its 14,000+ advisor network, including trading and operations, product and market research, accounting, marketing, compliance, and advisor services. LPL Financial is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

*As reported by Financial Planning Magazine, June 1996-2016, based on total revenue.